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Financial Services Roundtable
Results: 138

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101	GLOBAL SECURITIES SERVICES CORPORATION GSS October 28,2009 SEC Roundtable on Stock Loan and Short Sales Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-30 12:35:20 Short selling Financial regulation Stock market Securities Corruption Securities lending U.S. Securities and Exchange Commission Short Securities and Exchange Commission Financial system Financial economics Finance
102	THE FINANCIALSERWCES ROUNDTABLE[removed]PENNSYLVANlA AVENUE, NW SUITE 500 SOUTH WASHINGTON, D C 20004 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-02-23 14:26:19 Financial services Collective investment schemes Institutional investors Mutual fund Net asset value Money market fund Market timing Prospectus Hedge fund Financial economics Investment Funds
103	FINANCIAL SERVICES ROUNDTABLE SUBMITTED ELECTRONICALLY Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-04 09:49:53 United States securities law Employment compensation Business Finance Management Regulation S-K Dodd–Frank Wall Street Reform and Consumer Protection Act Executive pay Sarbanes–Oxley Act United States corporate law Auditing Corporate governance
104	REPORT SECOND HIGH-LEVEL ROUNDTABLE ON SCIENTIFIC SUPPORT TO FINANCIAL STABILITY "TOWARDS BANKING UNION: OPEN ISSUES" BRUGES, APRIL 18, 2013 Following the agreement on the creation of the Single Supervisory Mechanism and Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2013-06-06 04:15:22 Central bank European Union Federal Reserve System ING Group Bank Financial services Financial economics Financial regulation Bank regulation Deposit insurance
105	Securities and Exchange Commission Interactive Data Roundtable June 12, 2006 Remarks of Henry H. Hopkins, Chief Legal Counsel T. Rowe Price Associates, Inc (With Darrell Braman, Laura Chasney and Forrest Foss) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-06-12 09:55:17 Financial services Stock market Securities Institutional investors Prospectus Mutual fund T. Rowe Price Regulation S-K Financial economics Investment Finance
106	Microsoft Word - SEC Roundtable _Paul Haaga Statement_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-06-14 16:10:31 Financial services Institutional investors Collective investment schemes Securities Mutual fund U.S. Securities and Exchange Commission Investment management Financial statement Rate of return Financial economics Investment Finance
107	Elisse B. Walter Opening Remarks SEC Interactive Data Roundtable June 12, 2006 Thank you so much for inviting NASD to participate in this roundtable. The Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-06-09 15:53:55 Financial services Collective investment schemes Securities Institutional investors Prospectus Mutual fund Expense ratio Hedge fund Mutual fund fees and expenses Financial economics Investment Finance
108	Remarks of John M. Reich, Director Office of Thrift Supervision to the Financial Services Roundtable Housing Policy Council Chicago, Illinois May 17, 2007 Good morning. It is a pleasure to be here to meet with the Financ Add to Reading List Source URL: www.occ.gov Language: English - Date: 2012-01-12 12:42:58 Finance Subprime mortgage crisis Politics of the United States Urban politics in the United States Mortgage-backed security Predatory lending Mortgage broker Mortgage loan Savings and loan association United States housing bubble Mortgage industry of the United States Economy of the United States
109	2014 Pre-ElECTION COMMUNICATIONS & REPORTING ROUNDTABLE/WEBINAR For ALL COMMITTEES AUGUST 21, 2014 Registration Form Name: ________________________________________________________________________________________________ Add to Reading List Source URL: www.fec.gov. Language: English - Date: 2014-07-07 08:51:34 Email American Express Money Financial services Business Payment systems Credit cards Foreign exchange companies
110	JOINT SUBMISSION of THE BIOTECHNOLOGY INDUSTRY ORGANIZATION, THE FINANCIAL SERVICES ROUNDTABLE, MICROSOFT CORPORATION, THE NATIONAL ASSOCIATION OF MANUFACTURERS, AND VERIZON COMMUNICATIONS INC. Add to Reading List Source URL: www.nam.org Language: English - Date: 2012-05-31 15:29:38 Monopoly Imperfect competition Merger guidelines Merger control Porter five forces analysis Small but significant and non-transitory increase in price Market concentration Price discrimination Market power Business Mergers and acquisitions Competition law

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